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IRDAI Information and Cyber Security Assurance Audit
Codec Networks is an Information Security Auditing Organization, providing independent, evidence-based and risk-focused audits to help insurers, insurance intermediaries and other regulated entities covered under the applicable IRDAI Information and Cyber Security Guidelines, 2026. The audit evaluates the design and operating effectiveness of applicable controls covering cybersecurity governance, risk management, asset security, identity and access management, data protection, application and infrastructure security, cloud services, security monitoring, incident response, business continuity, third-party security and regulatory compliance.
Codec Networks is a CERT-In empanelled auditing organization mandated to offer this service.
Each engagement is conducted against an agreed and management-approved scope, considering the auditee’s regulatory classification, critical assets, technology environment and applicable controls within the prescribed 348-control audit checklist. Codec Networks applies an evidence-driven methodology comprising document and record review, stakeholder interviews, configuration and log validation, representative sampling, authorized technical testing, and assessment of control design and operating effectiveness. Identified gaps are supported by verifiable evidence, risk-rated and communicated with practical remediation recommendations and defined closure requirements.
The engagement may deliver an executive summary, applicability and compliance assessment, detailed risk-rated findings, evidence references, management action plan, audit certificate and remediation-revalidation report, as applicable. The service represents an independent, point-in-time assessment based on the agreed scope and evidence made available; it does not constitute IRDAI or CERT-In certification, endorsement or guaranteed regulatory acceptance, and it does not guarantee the identification of every vulnerability. Responsibility for compliance, remediation and continued operation of controls remains with the auditee organization.
IRDAI Information and Cyber Security Assurance Audit
INDUSTRY SIGNIFICANCE AND SERVICE RELEVANCE
Why this service matters to your industry, where it fits in your security
programme, and what your organisation gains from it.
Insurance organizations increasingly depend on interconnected digital platforms, cloud services, intermediaries, outsourced service providers and customer-facing applications to deliver critical services and process sensitive policyholder information. Cyber incidents affecting these environments can lead to operational disruption, financial loss, data exposure, customer harm, regulatory scrutiny and reputational damage. The IRDAI Information and Cyber Security Guidelines therefore establish cybersecurity as an enterprise governance, operational-resilience and policyholder-protection requirement—not merely an IT compliance activity.
Independent information security assurance audits help insurers and applicable insurance intermediaries demonstrate whether required controls are appropriately designed, implemented and operating effectively. The audit is significant to the insurance sector because it supports:
- Board and senior-management oversight of cyber risk and regulatory compliance.
- Protection of policyholder, financial, health and other sensitive information.
- Identification of control weaknesses before they result in material incidents.
- Resilience of critical insurance services, applications and digital channels.
- Oversight of cloud, outsourcing, technology-vendor and intermediary risks.
- Evidence-based regulatory reporting, remediation and compliance monitoring.
Codec Networks’ IRDAI Information and Cyber Security Assurance Audit service is relevant to insurers, insurance intermediaries and other applicable regulated entities seeking an independent and structured assessment against the IRDAI-prescribed control framework. The service helps the auditee determine its applicable requirements, reconcile its technology and asset inventory with the prescribed audit universe, evaluate control design and operating effectiveness, and identify material cybersecurity, governance and compliance gaps through a risk-based and evidence-driven audit process. The engagement supports the auditee through:
- Applicability assessment and mapping of relevant controls from the 348-control audit checklist.
- Independent evaluation of governance, technology, operations, resilience and third-party controls.
- Risk-rated findings supported by verifiable audit evidence.
- Practical remediation recommendations and management action planning.
- Executive, Board and regulator-oriented reporting, where included in the agreed scope.
- Closure review and revalidation of remediated observations.
The service enables the auditee to improve its cybersecurity posture and prepare reliable compliance evidence while retaining ownership of regulatory compliance and remediation decisions. Audit results represent an independent, point-in-time assessment of the agreed scope and available evidence and do not constitute IRDAI or CERT-In certification, endorsement or guaranteed regulatory acceptance.
Codec Networks’ IRDAI Information and Cyber Security Assurance Audit service is intended for insurance-sector entities that are directly covered by, or contractually required to demonstrate compliance with, the applicable IRDAI Information and Cyber Security Guidelines. The exact audit scope and control applicability are determined according to the entity’s regulated category, operating model, technology environment, services offered and applicable IRDAI annexures.
Applicable customers may include:
- Life, general, health and standalone health insurers.
- Reinsurers and foreign reinsurance branches operating in India.
- Insurance brokers, including direct, reinsurance and composite brokers.
- Corporate agents and insurance web aggregators.
- Third-Party Administrators and Insurance Marketing Firms.
- Insurance repositories and Insurance Self-Network Platform operators.
- Corporate surveyors and loss assessors.
- Motor Insurance Service Providers and Common Service Centres, where applicable.
- Insurance Information Bureau of India and other entities specifically brought within scope by IRDAI.
- Critical technology, cloud, outsourcing or service partners where an assessment is contractually required or included within a regulated entity’s audit scope.
Codec Networks provides an independent, evidence-based assessment that helps customers understand their applicable regulatory obligations, evaluate the effectiveness of implemented cybersecurity controls and identify material gaps requiring management attention. The audit converts a broad regulatory framework into an entity-specific compliance and risk-improvement programme supported by verifiable evidence, risk-rated observations and practical remediation recommendations.
Key customer benefits include:
- Clear determination of applicable controls and audit requirements.
- Independent assessment of control design and operating effectiveness.
- Early identification of governance, technology, operational and third-party risks.
- Prioritised remediation based on risk, business criticality and regulatory impact.
- Improved readiness for annual assurance audits and regulatory submissions.
- Structured evidence index, compliance checklist and management action plan.
- Board and senior-management visibility through concise executive reporting.
- Stronger oversight of cloud, outsourced services, intermediaries and technology vendors.
- Improved cyber resilience, incident preparedness and protection of policyholder information.
The engagement supports compliance readiness and cybersecurity improvement but does not transfer the auditee’s statutory or regulatory responsibilities to Codec Networks. Exact applicability, deliverables and benefits depend on the agreed scope, evidence made available and the auditee’s implementation of recommended corrective actions.
Insurance organizations increasingly depend on interconnected digital platforms, cloud services, intermediaries, outsourced service providers and customer-facing applications to deliver critical services and process sensitive policyholder information. Cyber incidents affecting these environments can lead to operational disruption, financial loss, data exposure, customer harm, regulatory scrutiny and reputational damage. The IRDAI Information and Cyber Security Guidelines therefore establish cybersecurity as an enterprise governance, operational-resilience and policyholder-protection requirement—not merely an IT compliance activity.
Independent information security assurance audits help insurers and applicable insurance intermediaries demonstrate whether required controls are appropriately designed, implemented and operating effectively. The audit is significant to the insurance sector because it supports:
- Board and senior-management oversight of cyber risk and regulatory compliance.
- Protection of policyholder, financial, health and other sensitive information.
- Identification of control weaknesses before they result in material incidents.
- Resilience of critical insurance services, applications and digital channels.
- Oversight of cloud, outsourcing, technology-vendor and intermediary risks.
- Evidence-based regulatory reporting, remediation and compliance monitoring.
Codec Networks’ IRDAI Information and Cyber Security Assurance Audit service is relevant to insurers, insurance intermediaries and other applicable regulated entities seeking an independent and structured assessment against the IRDAI-prescribed control framework. The service helps the auditee determine its applicable requirements, reconcile its technology and asset inventory with the prescribed audit universe, evaluate control design and operating effectiveness, and identify material cybersecurity, governance and compliance gaps through a risk-based and evidence-driven audit process. The engagement supports the auditee through:
- Applicability assessment and mapping of relevant controls from the 348-control audit checklist.
- Independent evaluation of governance, technology, operations, resilience and third-party controls.
- Risk-rated findings supported by verifiable audit evidence.
- Practical remediation recommendations and management action planning.
- Executive, Board and regulator-oriented reporting, where included in the agreed scope.
- Closure review and revalidation of remediated observations.
The service enables the auditee to improve its cybersecurity posture and prepare reliable compliance evidence while retaining ownership of regulatory compliance and remediation decisions. Audit results represent an independent, point-in-time assessment of the agreed scope and available evidence and do not constitute IRDAI or CERT-In certification, endorsement or guaranteed regulatory acceptance.
Codec Networks’ IRDAI Information and Cyber Security Assurance Audit service is intended for insurance-sector entities that are directly covered by, or contractually required to demonstrate compliance with, the applicable IRDAI Information and Cyber Security Guidelines. The exact audit scope and control applicability are determined according to the entity’s regulated category, operating model, technology environment, services offered and applicable IRDAI annexures.
Applicable customers may include:
- Life, general, health and standalone health insurers.
- Reinsurers and foreign reinsurance branches operating in India.
- Insurance brokers, including direct, reinsurance and composite brokers.
- Corporate agents and insurance web aggregators.
- Third-Party Administrators and Insurance Marketing Firms.
- Insurance repositories and Insurance Self-Network Platform operators.
- Corporate surveyors and loss assessors.
- Motor Insurance Service Providers and Common Service Centres, where applicable.
- Insurance Information Bureau of India and other entities specifically brought within scope by IRDAI.
- Critical technology, cloud, outsourcing or service partners where an assessment is contractually required or included within a regulated entity’s audit scope.
Codec Networks provides an independent, evidence-based assessment that helps customers understand their applicable regulatory obligations, evaluate the effectiveness of implemented cybersecurity controls and identify material gaps requiring management attention. The audit converts a broad regulatory framework into an entity-specific compliance and risk-improvement programme supported by verifiable evidence, risk-rated observations and practical remediation recommendations.
Key customer benefits include:
- Clear determination of applicable controls and audit requirements.
- Independent assessment of control design and operating effectiveness.
- Early identification of governance, technology, operational and third-party risks.
- Prioritised remediation based on risk, business criticality and regulatory impact.
- Improved readiness for annual assurance audits and regulatory submissions.
- Structured evidence index, compliance checklist and management action plan.
- Board and senior-management visibility through concise executive reporting.
- Stronger oversight of cloud, outsourced services, intermediaries and technology vendors.
- Improved cyber resilience, incident preparedness and protection of policyholder information.
The engagement supports compliance readiness and cybersecurity improvement but does not transfer the auditee’s statutory or regulatory responsibilities to Codec Networks. Exact applicability, deliverables and benefits depend on the agreed scope, evidence made available and the auditee’s implementation of recommended corrective actions.
AUDIT FEATURES AND DELIVERY FRAMEWORK
Cybersecurity at Codec Networks means comprehensive features,
scalable offerings, effective delivery methods, performance-driven
Codec Networks provides independent, risk-based Information and Cyber Security Assurance Audit services for insurers, insurance intermediaries and other entities covered under the IRDAI Information and Cyber Security Guidelines, 2026. The service combines regulatory-compliance assessment, control-design evaluation, operating-effectiveness testing and authorized technical validation to provide an evidence-based view of the auditee’s cybersecurity posture.
Audit Service Features
- Applicability and control-universe assessment: Classification of the auditee and mapping of applicable requirements under IRDAI Guidelines.
- Governance and accountability review: Evaluation of Board, RMC, ISRMC, IT Steering Committee, CISO, CRO and Head of IT responsibilities.
- Comprehensive control assessment: Review of applicable governance, people, process, technology, cloud, third-party, resilience and regulatory controls.
- Control design and effectiveness testing: Separate assessment of whether each control is adequately designed and whether it operated effectively during the audit period, consistent.
- Risk-based technical validation: Authorized validation of applications, infrastructure, cloud, access controls, configurations, logs, vulnerabilities, backups, SOC controls and security monitoring. VAPT-related requirements are considered.
- Incident and regulatory-reporting review: Verification of cyber-incident identification, escalation and reporting together with applicable monitoring and logging requirements.
- Exception and risk-acceptance review: Assessment of exception rationale, compensating controls, approval authority, validity and periodic reassessment.
- Annual assurance and compliance reporting: Support for the annual independent assurance process and applicable insurer/intermediary reporting.
- Risk-rated findings and management action plan: Findings supported by verifiable evidence, root-cause considerations, risk rationale, recommended outcomes, accountable owners and target dates.
- Regulatory-format deliverables: Completion of the applicable Annexure III audit report and, where supported by sufficient evidence, the prescribed Annexure V or VI certificate.
- Remediation revalidation: Independent retesting of completed corrective actions and reporting of open, closed or residual risks, considering.
Codec Networks follows a structured, independent and evidence-based audit methodology aligned with the CERT-In Comprehensive Cyber Security Audit Policy Guidelines and specifically adapted to the IRDAI Information and Cyber Security Guidelines, 2026. The methodology evaluates applicable controls across governance, technology, people, processes, cloud services, third parties, incident response and cyber resilience.
The audit is risk-based: regulatory significance, business criticality, data sensitivity, cyber exposure, previous incidents, technology changes and third-party dependencies determine the depth of testing and sample sizes. Risk-based prioritization does not exclude any mandatory IRDAI requirement from the applicable audit scope.
Our Eight-Stage Audit Methodology
1. Independence and Engagement Acceptance
Codec Networks verifies auditor independence, conflicts of interest, team competence, confidentiality, secure evidence handling and engagement eligibility. The audit scope, review period, locations, deliverables, authorized contacts and testing restrictions are documented before commencement.
2. Applicability and Scope Determination
The auditee is classified according to its IRDAI-regulated category. Applicable requirements are mapped using IRDAI Section 1.4, Circular Paragraph 5 and Annexures I and II. The audit universe includes applicable business services, locations, information assets, applications, infrastructure, cloud environments and critical third parties.
Any exclusion or “Not Applicable” classification must be supported by documented justification and auditee confirmation.
3. Risk Profiling and Audit Planning
Audit areas are prioritised based on:
- Regulatory and policyholder impact.
- Criticality of business services and information assets.
- Sensitivity and volume of information processed.
- Internet exposure and privileged-access risks.
- Previous incidents, findings and overdue actions.
- Cloud, outsourcing and vendor concentration.
- Significant system, process or organizational changes.
Higher-risk areas receive expanded sampling, specialist review and deeper technical validation.
4. Evidence Collection and Control Walkthroughs
Codec Networks issues a structured evidence request and conducts walkthroughs with business, IT, information-security, risk, compliance and vendor-management teams. Evidence may include policies, inventories, contracts, configurations, logs, tickets, approvals, committee records, incident reports, VAPT reports and business-continuity test results.
Audit conclusions are based on relevant, reliable and verifiable evidence. Management assertions, interviews or screenshots are corroborated before being relied upon.
5. Test of Design and Operating Effectiveness
Each applicable control within the prescribed IRDAI audit checklist is evaluated separately for:
- Test of Design: Whether the control is appropriately defined, approved, owned, monitored and capable of meeting the regulatory objective.
- Test of Operating Effectiveness: Whether the control operated consistently and effectively throughout the audit period.
Testing may include inspection, observation, reperformance, population analysis, representative sampling and technical corroboration.
6. Authorized Technical Validation
Where included in the approved scope, Codec Networks validates application, infrastructure, cloud, network, access, logging, vulnerability-management, backup, restoration and security-monitoring controls. Intrusive testing is undertaken only with written authorization and agreed Rules of Engagement.
7. Risk Rating and Reporting
Audit observations are supported by objective evidence and rated using the applicable IRDAI Annexure III methodology. Ratings consider regulatory significance, likelihood, business and policyholder impact, exposure, affected population, duration, recurrence and compensating controls.
Deliverables may include:
- Executive and Board-level summary.
- Applicability and control-mapping statement.
- Completed Annexure III audit checklist.
- Risk-rated findings with evidence references.
- Management action and remediation plan.
- Applicable Annexure V or VI certificate.
- Revalidation and closure report.
8. Remediation Review and Closure
Management responses, corrective actions, owners and target dates are documented without affecting Codec Networks’ independent audit judgement. Completed corrective actions are revalidated w.r.t. current and representative evidence before being reported as closed. Open, partially remediated or risk-accepted findings are transparently reported with their residual risk.
Please Note
The audit is an independent, point-in-time assessment performed as per the agreed scope, applicable criteria and evidence made available during the engagement. Audit conclusions may be affected by incomplete inventories, unavailable evidence, scope limitations, system changes, third-party restrictions or management representations. The auditee remains responsible for determining its legal and regulatory obligations, maintaining effective controls, remediating findings, accepting residual risk and making submissions to IRDAI.
Codec Networks applies an independent, risk-based and evidence-driven audit approach aligned with the CERT-In Comprehensive Cyber Security Audit Policy Guidelines and tailored to the IRDAI Information and Cyber Security Guidelines, 2026. The approach is designed to assess whether applicable cybersecurity controls are appropriately governed, adequately designed and operating effectively across the auditee’s business, technology and third-party environment.
Risk determines the depth of testing, sampling and specialist involvement; it does not remove mandatory IRDAI requirements from the applicable audit scope.
Key Principles of Our Audit Approach
Regulatory Applicability First
We begin by identifying the auditee’s regulated category, applicable IRDAI requirements and relevant control universe. Business services, information assets, applications, infrastructure, cloud services, locations and critical third parties are mapped to the audit scope.
Independence and Professional Judgement
Auditors are assigned after evaluating competence, independence, conflicts of interest and confidentiality obligations. Findings and risk ratings are determined from evidence and professional judgement and are not influenced by commercial outcomes, management expectations or remediation status.
Business and Policyholder Risk Focus
The audit considers the potential impact of control failures on critical insurance services, policyholder information, claims, payments, regulatory obligations, service availability and organizational reputation. Higher-risk services and assets receive deeper testing and expanded sampling.
Evidence Over Assertion
Management interviews and representations are corroborated through policies, records, logs, configurations, tickets, approvals, contracts, system-generated reports and other verifiable evidence. Every material conclusion is traceable to an applicable criterion, audit procedure and supporting evidence.
Separate Evaluation of Design and Effectiveness
Codec Networks distinguishes between:
- Control design: Whether the control is properly defined, approved, owned and capable of meeting its intended objective.
- Operating effectiveness: Whether the control operated consistently and effectively during the audit period.
This distinction enables accurate identification of policy, governance, implementation and operational failures.
Integrated Governance and Technical Review
The audit combines governance and process assessment with authorized technical validation. Depending on scope, the review may cover access controls, configurations, applications, infrastructure, cloud environments, vulnerability management, logging, SOC operations, incident response, backup, restoration, business continuity and third-party security.
VAPT and intrusive testing are undertaken only where specifically authorized under written Rules of Engagement.
Transparent Risk Rating and Reporting
Observations are assessed according to regulatory significance, likelihood, business and policyholder impact, exposure, affected population, recurrence, duration and compensating controls. Findings are supported by evidence and presented with practical remediation outcomes, responsible owners and target dates.
Deliverables may include:
- Executive and Board-level summary.
- Applicability and scope statement.
- Completed Annexure III checklist.
- Risk-rated audit observations.
- Evidence and compliance index.
- Management action plan.
- Applicable Annexure V or VI certificate.
- Remediation-revalidation report.
Closure and Continuous Improvement
Corrective actions are independently revalidated before findings are reported as closed. Partially implemented, overdue or risk-accepted observations remain transparently reported with their residual risk and governance status. The approach supports sustainable cybersecurity improvement beyond periodic checklist compliance.
Please Note:
The audit is an independent, point-in-time assessment of the agreed scope and evidence made available. The auditee remains responsible for regulatory compliance, effective control operation, remediation, risk acceptance and required submissions.
Codec Networks conducts the IRDAI Information and Cyber Security Assurance Audit primarily against the applicable IRDAI Information and Cyber Security Guidelines, 2026, its annexures, subsequent regulatory directions and the CERT-In Comprehensive Cyber Security Audit Policy Guidelines. International standards are used, where relevant, as supporting audit, risk-assessment and control-benchmarking references.
Applicable references may include:
- ISO 19011:2026: Audit principles, audit-programme management, planning, execution and auditor competence.
- ISO/IEC 27007:2020: Guidance for conducting information security management system audits.
- ISO/IEC 27001:2022 and ISO/IEC 27002:2022: Information security governance, risk management and control practices.
- ISO/IEC 27005:2022 and ISO 31000:2018: Information-security and enterprise-risk assessment principles.
- ISO 22301:2019: Business continuity, disaster recovery and operational resilience.
- ISO/IEC 27017 and ISO/IEC 27018:2025: Cloud-security controls and protection of personally identifiable information in public-cloud environments.
- ISO/IEC 27701:2025: Privacy information management and accountability for personal-information processing.
- OWASP testing references: Application, API, mobile and secure-development testing, where included within the authorized technical scope.
Please Note:
Use of these standards does not mean that the engagement constitutes certification or formal conformity assessment against any ISO or OWASP framework. Only standards and criteria expressly identified in the approved audit scope are assessed. Audit conclusions are point-in-time and based on agreed scope, representative sampling and evidence made available. Codec Networks does not guarantee regulatory acceptance or certification.
Codec Networks provides independent, risk-based Information and Cyber Security Assurance Audit services for insurers, insurance intermediaries and other entities covered under the IRDAI Information and Cyber Security Guidelines, 2026. The service combines regulatory-compliance assessment, control-design evaluation, operating-effectiveness testing and authorized technical validation to provide an evidence-based view of the auditee’s cybersecurity posture.
Audit Service Features
- Applicability and control-universe assessment: Classification of the auditee and mapping of applicable requirements under IRDAI Guidelines.
- Governance and accountability review: Evaluation of Board, RMC, ISRMC, IT Steering Committee, CISO, CRO and Head of IT responsibilities.
- Comprehensive control assessment: Review of applicable governance, people, process, technology, cloud, third-party, resilience and regulatory controls.
- Control design and effectiveness testing: Separate assessment of whether each control is adequately designed and whether it operated effectively during the audit period, consistent.
- Risk-based technical validation: Authorized validation of applications, infrastructure, cloud, access controls, configurations, logs, vulnerabilities, backups, SOC controls and security monitoring. VAPT-related requirements are considered.
- Incident and regulatory-reporting review: Verification of cyber-incident identification, escalation and reporting together with applicable monitoring and logging requirements.
- Exception and risk-acceptance review: Assessment of exception rationale, compensating controls, approval authority, validity and periodic reassessment.
- Annual assurance and compliance reporting: Support for the annual independent assurance process and applicable insurer/intermediary reporting.
- Risk-rated findings and management action plan: Findings supported by verifiable evidence, root-cause considerations, risk rationale, recommended outcomes, accountable owners and target dates.
- Regulatory-format deliverables: Completion of the applicable Annexure III audit report and, where supported by sufficient evidence, the prescribed Annexure V or VI certificate.
- Remediation revalidation: Independent retesting of completed corrective actions and reporting of open, closed or residual risks, considering.
CODEC NETWORKS VALUE PROPOSITION
Beyond protection, Codec Networks delivers value additions that strengthen
compliance, build digital trust, and empower business innovation.
RBI, SEBI, IRDAI, NPCI, UIDAI and Other Regulatory Audits
Codec Networks, a CERT-In empanelled Information Security Auditing Organisation, delivers independent, risk-based cybersecurity and compliance audits for regulated entities across banking, NBFC, FinTech, securities, insurance, payments, Aadhaar-enabled services, government, healthcare and critical infrastructure sectors.
Our value proposition combines regulatory understanding, cybersecurity expertise, structured audit methodology and evidence-driven assurance to help organizations identify compliance gaps, strengthen controls and demonstrate regulatory readiness.
1. Regulatory and Framework-Aligned Audit Assurance
- Audits applicable requirements issued by RBI, SEBI, IRDAI, NPCI, UIDAI, CERT-In and other relevant authorities.
- Maps regulatory obligations with ISO/IEC 27001:2022, ISO 27002, ISO 27005, ISO 22301, NIST CSF, COBIT, CIS Controls and applicable data-protection requirements.
- Converts complex regulatory provisions into practical audit criteria, control requirements, evidence expectations and accountable actions.
- Supports consistent compliance across applications, infrastructure, cloud, networks, data centres, branches, third parties and digital ecosystems.
2. CERT-In Empanelled and Risk-Based Audit Approach
- Applies a structured methodology aligned with applicable CERT-In requirements and recognized auditing principles.
- Evaluates both control design—Test of Design—and operating effectiveness—Test of Effectiveness.
- Prioritizes observations according to regulatory significance, threat exposure, business criticality, likelihood and potential impact.
- Maintains professional independence, confidentiality, evidence integrity and appropriate segregation between audit and remediation activities.
3. Multidisciplinary Regulatory and Cybersecurity Expertise
- Deploys auditors and specialists with experience in information security, IT governance, VAPT, cloud security, application security, SOC, incident response, privacy and business continuity.
- Brings relevant professional competencies such as CISA, CISSP, CISM, ISO 27001 Lead Auditor/Implementer, CEH and cloud-security certifications, subject to engagement requirements.
- Understands sector-specific technology, operating models, outsourcing arrangements, payment environments, digital channels and sensitive-data ecosystems.
- Integrates governance, process and technical testing to provide a complete view of regulatory cyber risk.
4. Comprehensive Audit Coverage
- Covers cybersecurity governance, IT risk management, asset management, identity and access management, secure configuration, vulnerability management and security monitoring.
- Reviews application, API, mobile, network, cloud, database, endpoint, data-protection and third-party security controls, as applicable.
- Assesses incident response, regulatory reporting, business continuity, disaster recovery, cyber resilience, log management and forensic readiness.
- Validates policies, procedures, contracts, configurations, records, system-generated evidence, samples and stakeholder practices.
5. Evidence-Driven Findings and Actionable Remediation
- Links each finding to the applicable regulatory clause, audit criterion, supporting evidence and affected system or process.
- Clearly distinguishes compliant, partially compliant, non-compliant and not-applicable requirements.
- Provides risk-rated observations with business impact, root-cause considerations, recommended corrective actions, ownership and target timelines.
- Supports structured management responses, corrective-action tracking and re-testing of remediated observations within the agreed scope.
6. Management Visibility and Regulatory Readiness
- Delivers executive summaries, detailed audit reports, compliance matrices, risk heat maps and prioritized remediation roadmaps.
- Provides traceability from regulatory requirements to controls, audit procedures, evidence reviewed and audit conclusions.
- Helps boards, senior management, CISOs, compliance officers and technology teams understand material exposures and required decisions.
- Strengthens readiness for regulatory inspections, supervisory reviews, internal audits, certification audits and customer assurance requirements.
7. Independent, Scalable and Business-Focused Delivery
- Adapts the audit approach to the organization’s size, complexity, risk profile, technology architecture and regulatory classification.
- Supports single-entity, multi-location, group-wide and ecosystem-based audits through onsite, remote or hybrid delivery models.
- Coordinates audit activities to reduce operational disruption while preserving audit independence and testing sufficiency.
- Enables organizations to transform regulatory compliance from a periodic exercise into a sustainable governance and cyber-resilience capability.
Why Customers Should Choose Codec Networks
Customers should consider Codec Networks for the combination of CERT-In empanelment, regulatory-domain understanding, multidisciplinary technical capability, risk-based testing and practical reporting. Our audits are designed not merely to identify documentary gaps, but to determine whether critical cybersecurity controls are appropriately designed, consistently implemented and demonstrably effective.
The result is greater regulatory confidence, stronger cyber resilience, improved management accountability and a clearly prioritized path toward sustained compliance.
Disclaimer: Audit scope, procedures and conclusions depend on the applicable regulation, agreed terms of reference, systems and locations included, sampling methodology, evidence provided and conditions existing during the audit period. An audit provides reasonable assurance within its defined scope and does not constitute a guarantee against cyber incidents, regulatory action or future control failure. CERT-In empanelment should be represented strictly in accordance with applicable CERT-In conditions and should not be construed as an endorsement of any commercial claim or as certification by CERT-In.
Founded in 2008 with 17+ Years of Industry Experience in Information and Cyber Security domain
Codec Networks Full-Spectrum Cybersecurity Expertise across all Industry Domains:
- Security Vulnerability Assessment & Penetration Testing (VAPT): Covering Web, Mobile, API, IoT, Blockchain, Cloud-Native, and smart infrastructure environments, with a focus on OWASP, MITRE ATT&CK, and real-world exploit simulation.
- Offensive Security & Deep Level Security Assessments: Advanced Red Team, Blue Team and Purple Team Exercises, Threat Simulations, Social Engineering Campaigns, and Secure Code Review.
- IT Security Audit & Compliance Services: Implementation and audit support for ISO/IEC 27001, ISO 27701, NIST CSF, RBI-CSF, SEBI, IRDAI, PCI DSS, HIPAA, SOC 2, GDPR, and India’s DPDPA 2023.
- Data Privacy & Strategic Risk Advisory: ISO 27701, GDPR, DPDPA, Cross-border compliance, DPIA, DPO-as-a-service, supply chain risk management, and digital transformation risk consulting.
- Emerging Technology Security (Web3.0 | AI | Blockchain): Specialized testing for smart contracts, DeFi platforms, Metaverse applications, AI/ML models, quantum readiness, and blockchain nodes.
- Managed SOC & Threat Monitoring Services: End-to-end SOC operations, SIEM/EDR/XDR/SOAR integration, threat intelligence, cloud security monitoring, and 24/7 incident response.
- Cyber Forensics & Threat Analysis: Investigation services including Device forensics, Malware Analysis, Cloud and Mobile forensics, insider threat detection, and Forensic support.
- Board-Level Cybersecurity Advisory Services to build governance, quantify risks, and align with enterprise-wide digital priorities : Codec Networks enables this transformation by offering Integrated Cyber Risk Management, GRC Program Advisory, Reputation Management, Crisis Communication Readiness, and CISO Support, tailored for CXOs and board members seeking to integrate cybersecurity into strategic decision-making.
- Cyber Security Education & Global Certifications - Through the Codec Centre for Professional Excellence, we deliver Post Graduate Certification in Advanced Cybersecurity (PGCAC), Graduate Certification in Advanced Cybersecurity (GCAC), Accredited Trainings & Certifications from EC Council, PECB, TUV, Quality Austria, ISACA and ISC2 - building the next generation of cybersecurity leaders.
- CERT-IN empaneled Information Security Auditing Organization
- NICSI empaneled for providing Application Audit and Compliance Services under Start-Up Category
- An ISO/IEC 27001:2022 certified company, has established Information Security Management System (ISMS), demonstrating a structured approach to manage and protect sensitive information from cyber threats.
- An ISO 20000 IT Service Management (ITSM) company, ensure high-quality and reliable service delivery to clients on our products and services offered.
- An ISO 9001 certified company, has established and maintains a certified Quality Management System (QMS) that meets international standards for quality and consistency
At Codec Networks, our foundation is built on deep technical mastery, certified expertise, and an unrelenting pursuit of cyber excellence. With a team of globally accredited professionals, advanced methodologies, and next-generation tools, we deliver measurable security outcomes across assessment, compliance, monitoring, and forensic domains. Our competency-driven approach ensures every engagement is governed by precision, accountability, and alignment with international standards — empowering enterprises to stay secure, compliant, and resilient.
Governance, Risk & Compliance (GRC) Competency
Codec Networks’ dedicated Governance, Risk & Compliance (GRC) group specializes in security assessments, risk management, regulatory compliance, and audit readiness. The team partners with organizations to strengthen governance frameworks and ensure end-to-end compliance in a complex regulatory landscape.
Key Attributes:
- Team of certified auditors and consultants with credentials including ISO 27001 LA/LI, ISO 31000 Risk Specialist, ISO 27701 PIMS, GDPR, SOC 2, HIPAA, CCPA, DPO, CISA, CISM, CRISC, CISSP and other advanced industry certifications.
- Expertise in enterprise risk quantification, privacy impact assessment (PIA/DPIA), audit automation, and supply chain risk mapping.
- Proven track record in implementing ISO-based ISMS/PIMS frameworks, RBI/SEBI/IRDAI audits, and cross-border data compliance projects.
Vulnerability Assessment & Penetration Testing (VAPT) Expertise
Our VAPT teams bring extensive technical depth across Web, Mobile, API, Cloud, Network, Database, Infrastructure, IoT, and People & Process domains. Every engagement is mapped to OWASP, NIST, MITRE ATT&CK, ISO 27001, PCI DSS, HIPAA, RBI, and GDPR frameworks — ensuring real-world relevance and compliance alignment.
Core Strengths:
- Certified professionals with CEH, C-PENT, LPT, OSCP, OSWE, OSEE, and CREST credentials, averaging 7–10 years of offensive security experience.
- Proven expertise in Red/Blue/Purple Teaming, DevSecOps, secure SDLC, and threat emulation.
- Continuous skill enhancement through CTFs, hackathons, and product certifications (on case to case basis) such as CCNA, CCNP etc.
Managed SOC & Threat Intelligence Operations
Codec Networks operates a 24/7 Managed Security Operations Center (SOC) delivering continuous visibility, detection, and response across hybrid environments. Our SOC integrates SIEM, SOAR, EDR/XDR, and Cloud-Native Analytics to ensure rapid threat detection, incident containment, and business continuity.
Key Capabilities:
- Certified SOC analysts with credentials such as CHFI, CEH, CompTIA CySA+, GCIA, GCFA, and Splunk Certified Architect.
- Integration with platforms like Splunk, QRadar, SentinelOne, CrowdStrike, Elastic, Microsoft Sentinel, and Cortex XSOAR.
- Advanced use cases include cloud posture management, insider threat analytics, MITRE ATT&CK–aligned detections, and threat hunting automation.
- Comprehensive SOC Maturity Assessments and Threat Intelligence Fusion through integration with global feeds and dark web monitoring.
Cyber Forensics & Threat Analysis Expertise
Our Cyber Forensic Division delivers end-to-end investigation, evidence preservation, and digital analysis services — designed to support law enforcement, corporate forensics, and internal response teams. We combine forensic science with cyber intelligence to identify root causes, trace adversaries, and restore operational integrity.
Core Expertise Areas:
- Device, Network, Cloud, and Mobile Forensics – leveraging latest forensic tools (wherever applicable) such as Autopsy, Cyber Triage, Kape, EnCase, FTK, Magnet AXIOM, and Cellebrite.
- Malware Reverse Engineering and Memory Forensics for incident containment and threat attribution.
- Blockchain & Crypto Forensics – tracing DeFi fraud, NFT manipulation, and crypto laundering activities using Chainalysis, TRM Labs, and Elliptic (wherever applicable).
- Incident Response Support – forensic readiness, eDiscovery, evidence preservation, aligned with ISO/IEC 27037 & 27043.
- Certified experts including CHFI, eCIR, eCDFP, GCFE, GCFA, EnCE, CFCE and ECIH, ensuring investigations meet both technical and legal standards.
Advanced Tools, Frameworks & Continuous Innovation
Codec Networks leverages industry-leading tools and platforms such as Burp Suite Pro, Nessus, Prisma Cloud, Splunk, QRadar, CrowdStrike, SentinelOne, Autopsy, Chainalysis, MythX, and Prowler (wherever applicable) ensuring accuracy, scalability, and efficiency.
Our methodologies align with globally recognized frameworks including:
- MITRE ATT&CK & D3FEND
- OWASP Top 10 / MASVS / ASVS
- NIST Cybersecurity Framework & SP 800-115
- ISO/IEC 27001, 27701, 31000, 22301
Through ongoing research, Codec Networks continually evolves to address modern threats — from Generative AI prompt attacks and smart contract exploits to IoT zero-days, metaverse impersonation, and quantum-era vulnerabilities.
Compliance-Driven Deliverables
All technical engagements and reports are mapped to major global and Indian compliance frameworks — including ISO 27001, PCI DSS, HIPAA, GDPR, RBI-CSF, SEBI, IRDAI, and DPDPA 2023. Our structured technical and executive reports support board-level visibility, audit evidence, and certification readiness, ensuring that every engagement drives both technical assurance and regulatory confidence.
Codec Networks – Certified Competence. Proven Expertise. Real-World Cyber Resilience. Empowering enterprises through advanced security engineering, continuous monitoring, and forensic intelligence.
At Codec Networks, we believe that cybersecurity excellence is not achieved through tools alone — it is built through methodical delivery, risk-based insight, and measurable outcomes. Our Agile and Modular 8-Stage Delivery Methodology ensures that every engagement — from rapid risk assessments to full-scale ISMS implementations — is structured, standards-aligned, and business-focused.
Agile & Modular Methodology
Our delivery framework integrates global best practices with localized regulatory insight, ensuring each engagement is executed with clarity, accountability, and precision. Clients benefit from seamless onboarding, milestone-driven execution, and transparent reporting throughout the lifecycle.
- Discovery & Scoping: Collaborative workshops to understand business context, IT landscape, compliance obligations, and risk appetite, forming the foundation of a well-defined project scope.
- Risk Profiling & Gap Assessment: Comprehensive evaluation of people, process, and technology controls aligned with ISO 27001, NIST CSF, GDPR, HIPAA, DPDPA 2023, RBI, and PCI DSS.
- Regulatory Mapping & Framework Alignment: Mapping organizational obligations against applicable standards and laws — from ISO & NIST to RBI, SEBI, IRDAI, UIDAI, and DPDPA — including new-age frameworks like ISO 42001 (AI) and FATF for emerging technologies.
- Security Architecture & Control Design: Designing or refining network, cloud, and data security architectures with controls tailored for cloud, AI, OT/ICS, and Web3.0 environments.
- Documentation & Policy Development: Creation and refinement of Policies, SOPs, Risk Registers, DPIAs, Incident Response Plans, and Governance Documents, ensuring audit readiness and legal compliance.
- Implementation & Risk Treatment: Execution of remediation roadmaps, vendor risk management, privacy engineering, and workforce training to mitigate gaps and operationalize security controls.
- Validation, Testing & Audit Readiness: Conducting mock audits, VAPT, forensic readiness, and compliance testing to validate effectiveness and prepare for certifications.
- Governance Reporting & Continual Improvement: Delivering executive dashboards, compliance scorecards, and board-level insights with ongoing advisory through vCISO and DPO-as-a-Service models.
Risk-Based & Business-Oriented Audit Approach
Our methodology goes beyond testing systems — it focuses on how vulnerabilities translate into business, reputational, and compliance risks.
- Deliver Deep Insight: Actionable intelligence into vulnerabilities, attack paths, business impact, and remediation priorities.
- Extend Beyond Tools: Manual and contextual assessments combining automation with human expertise across government, financial, and commercial sectors.
- Actionable Reporting: Executive-friendly reports that translate complex findings into strategic, risk-aware recommendations.
- Efficient Execution: Critical assets prioritized for testing to deliver maximum value within tight engagement windows.
Outcome-Driven Engagements for Security Maturity
Each stage is modular yet interconnected, adaptable to enterprises of any scale or industry. Whether it’s a cloud-native fintech pursuing SOC 2, a healthcare provider ensuring HIPAA alignment, or a bank meeting RBI-CSF requirements, Codec Networks ensures consistency, compliance, and measurable improvement.
Beyond certification checklists, our Post-Audit Support and Continuous Risk Monitoring provide remediation guidance, breach response playbooks, staff training, and ongoing compliance tracking — building sustainable security posture and resilient business continuity.
Codec Networks – Turning Compliance into a Competitive Advantage. Structured. Measurable. Secure. Always Aligned with Your Business Goals.
At Codec Networks, our clients are not just audit subjects — they are long-term partners in a shared cybersecurity journey. Every engagement is designed around the client’s business priorities, security maturity, and risk appetite, ensuring solutions that are relevant, practical, and results-driven.
With a legacy of 650+ successful engagements across industries such as Banking, Fintech, Healthcare, Telecom, Energy, Aviation, Manufacturing, E-commerce, and Government, Codec Networks has attempted to become a trusted advisor for organizations seeking to transform compliance into resilience.
Our engagement philosophy extends beyond conventional audits. We integrate strategic advisory, technical assurance, remediation support, and continuous compliance monitoring, creating a full lifecycle relationship rather than a one-time service. Clients benefit from:
- Personalized advisory frameworks tailored to their business model and operational scale.
- Collaborative engagement models featuring joint workshops, stakeholder training, and compliance awareness sessions.
- Board-level guidance and reporting that translates complex technical findings into actionable business intelligence.
- Transparent communication channels with dedicated project managers, secure digital workspaces, and real-time status dashboards.
By combining the objectivity of an auditor with the empathy of an advisor, Codec Networks builds trust, accountability, and measurable security growth. Our commitment is simple — to deliver cybersecurity as a continuous partnership, not a periodic project.
Codec Networks – Where Advisory Meets Assurance. Empowering Clients Through Partnership, Transparency, and Trust.
At Codec Networks, integrity, professionalism, and ethical responsibility form the cornerstone of every engagement. As a trusted strategic partner in cybersecurity, we operate within the highest standards of ethical conduct, legal compliance, and regulatory governance, ensuring our services strengthen both our clients’ defenses and their reputations.
We adhere to a strict ethical code of conduct, driven by transparency, independence, and accountability. Every consultant, auditor, and engineer within Codec Networks upholds the core security triad of Confidentiality, Integrity, and Availability (CIA) — ensuring data protection, operational reliability, and business continuity at all times.
Our professional ethos blends technical excellence with moral responsibility, following structured processes, defined service standards, and adherence to international and national regulatory frameworks.
Our Ethical & Professional Commitments
- Zero-Compromise Consulting: We maintain independence, neutrality, and confidentiality across all audits and advisory engagements.
- Legal & Regulatory Conformance: We assist clients to conform strictly within the boundaries of applicable cyber laws, privacy regulations, and data protection statutes.
- Client-First Philosophy: Every recommendation is designed to safeguard stakeholder interests, minimize legal exposure, and build sustainable resilience.
- Outcome-Driven Security Maturity: Our modular yet integrated delivery approach supports organizations of all sizes in achieving measurable improvements in security posture.
- Global Delivery, Local Integrity: Our Global Network Delivery Model integrates international best practices with local regulatory expertise — ensuring value-driven, compliant outcomes.
Industry-Specific Security Advisory
Recognizing that every sector faces distinct threats and compliance challenges, Codec Networks provides customized, industry-aligned security advisory across BFSI, Fintech, Telecom, Healthcare, Energy, Aviation, E-commerce, Government, and Critical Infrastructure domains.
Our sector-specific consulting translates regulatory complexity into practical, business-aware strategies, ensuring risk mitigation plans are compliant, auditable, and operationally feasible.
Our Commitment
With a zero-tolerance approach to ethical compromise, Codec Networks stands for trust, transparency, and truth in cybersecurity. We are more than consultants — we are custodians of digital integrity, committed to helping organizations navigate risk, maintain compliance, and enable secure business growth.
Codec Networks – Where Integrity Meets Innovation. Trusted. Ethical. Future-Ready.
At Codec Networks, we combine the strength of a global delivery ecosystem with the precision of local regulatory insight to deliver cybersecurity solutions that are both internationally benchmarked and regionally compliant.
Our Global Delivery Capability enables clients across continents to access specialized cybersecurity expertise, advanced technologies, and globally aligned methodologies. Through a distributed network of certified professionals, partner alliances, and intelligence centers, Codec Networks ensures consistent service quality and rapid response across time zones and geographies.
What truly differentiates us is our Local Expertise — a deep understanding of national regulations, industry frameworks, and operational nuances that shape cybersecurity implementation in each region.
Our hybrid delivery model blends remote and on-site collaboration, combining the agility of digital operations with the contextual understanding of local consultants. This ensures culturally aligned communication, faster problem resolution, and seamless coordination with client teams.
With a presence across India, Codec Networks empowers global enterprises to manage cybersecurity uniformly while adapting to local risks, regulations, and realities.
Codec Networks – Global Vision. Local Precision. Consistent Cyber Resilience.
“With Codec Networks, you’re not just buying a service — you’re investing in a cybersecurity ally who understands your business, defends your reputation, and strengthens your future.”
At Codec Networks, we believe cybersecurity is not a project — it’s a partnership. Our approach is built on trust, transparency, and transformation, helping clients evolve from compliance readiness to cyber resilience.
Your Strategic Security Partner
Codec Networks acts as a strategic security partner, providing continuous roadmap development, architecture reviews, and improvement programs that evolve with your business and the threat landscape.
“We don’t just secure businesses — we empower them to lead with confidence in a digital-first world.”
Our strength lies in the fusion of technical depth, regulatory insight, industry specialization, and future readiness — providing unmatched cybersecurity value to enterprises across India and beyond.
Codec Networks – Certified Competence. Proven Expertise. Real-World Cyber Resilience. Empowering enterprises through advanced security engineering, continuous monitoring, and forensic intelligence.
Every engagement reflects our belief that advisory must meet assurance — a promise we deliver through partnership, integrity, and measurable impact.
Codec Networks – Where Advisory Meets Assurance. Empowering Clients Through Partnership, Transparency, and Trust.
And above all —
“Decoding Threats. Coding Solutions.” That’s the Codec Networks Advantage.
RBI, SEBI, IRDAI, NPCI, UIDAI and Other Regulatory Audits
Codec Networks, a CERT-In empanelled Information Security Auditing Organisation, delivers independent, risk-based cybersecurity and compliance audits for regulated entities across banking, NBFC, FinTech, securities, insurance, payments, Aadhaar-enabled services, government, healthcare and critical infrastructure sectors.
Our value proposition combines regulatory understanding, cybersecurity expertise, structured audit methodology and evidence-driven assurance to help organizations identify compliance gaps, strengthen controls and demonstrate regulatory readiness.
1. Regulatory and Framework-Aligned Audit Assurance
- Audits applicable requirements issued by RBI, SEBI, IRDAI, NPCI, UIDAI, CERT-In and other relevant authorities.
- Maps regulatory obligations with ISO/IEC 27001:2022, ISO 27002, ISO 27005, ISO 22301, NIST CSF, COBIT, CIS Controls and applicable data-protection requirements.
- Converts complex regulatory provisions into practical audit criteria, control requirements, evidence expectations and accountable actions.
- Supports consistent compliance across applications, infrastructure, cloud, networks, data centres, branches, third parties and digital ecosystems.
2. CERT-In Empanelled and Risk-Based Audit Approach
- Applies a structured methodology aligned with applicable CERT-In requirements and recognized auditing principles.
- Evaluates both control design—Test of Design—and operating effectiveness—Test of Effectiveness.
- Prioritizes observations according to regulatory significance, threat exposure, business criticality, likelihood and potential impact.
- Maintains professional independence, confidentiality, evidence integrity and appropriate segregation between audit and remediation activities.
3. Multidisciplinary Regulatory and Cybersecurity Expertise
- Deploys auditors and specialists with experience in information security, IT governance, VAPT, cloud security, application security, SOC, incident response, privacy and business continuity.
- Brings relevant professional competencies such as CISA, CISSP, CISM, ISO 27001 Lead Auditor/Implementer, CEH and cloud-security certifications, subject to engagement requirements.
- Understands sector-specific technology, operating models, outsourcing arrangements, payment environments, digital channels and sensitive-data ecosystems.
- Integrates governance, process and technical testing to provide a complete view of regulatory cyber risk.
4. Comprehensive Audit Coverage
- Covers cybersecurity governance, IT risk management, asset management, identity and access management, secure configuration, vulnerability management and security monitoring.
- Reviews application, API, mobile, network, cloud, database, endpoint, data-protection and third-party security controls, as applicable.
- Assesses incident response, regulatory reporting, business continuity, disaster recovery, cyber resilience, log management and forensic readiness.
- Validates policies, procedures, contracts, configurations, records, system-generated evidence, samples and stakeholder practices.
5. Evidence-Driven Findings and Actionable Remediation
- Links each finding to the applicable regulatory clause, audit criterion, supporting evidence and affected system or process.
- Clearly distinguishes compliant, partially compliant, non-compliant and not-applicable requirements.
- Provides risk-rated observations with business impact, root-cause considerations, recommended corrective actions, ownership and target timelines.
- Supports structured management responses, corrective-action tracking and re-testing of remediated observations within the agreed scope.
6. Management Visibility and Regulatory Readiness
- Delivers executive summaries, detailed audit reports, compliance matrices, risk heat maps and prioritized remediation roadmaps.
- Provides traceability from regulatory requirements to controls, audit procedures, evidence reviewed and audit conclusions.
- Helps boards, senior management, CISOs, compliance officers and technology teams understand material exposures and required decisions.
- Strengthens readiness for regulatory inspections, supervisory reviews, internal audits, certification audits and customer assurance requirements.
7. Independent, Scalable and Business-Focused Delivery
- Adapts the audit approach to the organization’s size, complexity, risk profile, technology architecture and regulatory classification.
- Supports single-entity, multi-location, group-wide and ecosystem-based audits through onsite, remote or hybrid delivery models.
- Coordinates audit activities to reduce operational disruption while preserving audit independence and testing sufficiency.
- Enables organizations to transform regulatory compliance from a periodic exercise into a sustainable governance and cyber-resilience capability.
Why Customers Should Choose Codec Networks
Customers should consider Codec Networks for the combination of CERT-In empanelment, regulatory-domain understanding, multidisciplinary technical capability, risk-based testing and practical reporting. Our audits are designed not merely to identify documentary gaps, but to determine whether critical cybersecurity controls are appropriately designed, consistently implemented and demonstrably effective.
The result is greater regulatory confidence, stronger cyber resilience, improved management accountability and a clearly prioritized path toward sustained compliance.
Disclaimer: Audit scope, procedures and conclusions depend on the applicable regulation, agreed terms of reference, systems and locations included, sampling methodology, evidence provided and conditions existing during the audit period. An audit provides reasonable assurance within its defined scope and does not constitute a guarantee against cyber incidents, regulatory action or future control failure. CERT-In empanelment should be represented strictly in accordance with applicable CERT-In conditions and should not be construed as an endorsement of any commercial claim or as certification by CERT-In.
Founded in 2008 with 17+ Years of Industry Experience in Information and Cyber Security domain
Codec Networks Full-Spectrum Cybersecurity Expertise across all Industry Domains:
- Security Vulnerability Assessment & Penetration Testing (VAPT): Covering Web, Mobile, API, IoT, Blockchain, Cloud-Native, and smart infrastructure environments, with a focus on OWASP, MITRE ATT&CK, and real-world exploit simulation.
- Offensive Security & Deep Level Security Assessments: Advanced Red Team, Blue Team and Purple Team Exercises, Threat Simulations, Social Engineering Campaigns, and Secure Code Review.
- IT Security Audit & Compliance Services: Implementation and audit support for ISO/IEC 27001, ISO 27701, NIST CSF, RBI-CSF, SEBI, IRDAI, PCI DSS, HIPAA, SOC 2, GDPR, and India’s DPDPA 2023.
- Data Privacy & Strategic Risk Advisory: ISO 27701, GDPR, DPDPA, Cross-border compliance, DPIA, DPO-as-a-service, supply chain risk management, and digital transformation risk consulting.
- Emerging Technology Security (Web3.0 | AI | Blockchain): Specialized testing for smart contracts, DeFi platforms, Metaverse applications, AI/ML models, quantum readiness, and blockchain nodes.
- Managed SOC & Threat Monitoring Services: End-to-end SOC operations, SIEM/EDR/XDR/SOAR integration, threat intelligence, cloud security monitoring, and 24/7 incident response.
- Cyber Forensics & Threat Analysis: Investigation services including Device forensics, Malware Analysis, Cloud and Mobile forensics, insider threat detection, and Forensic support.
- Board-Level Cybersecurity Advisory Services to build governance, quantify risks, and align with enterprise-wide digital priorities : Codec Networks enables this transformation by offering Integrated Cyber Risk Management, GRC Program Advisory, Reputation Management, Crisis Communication Readiness, and CISO Support, tailored for CXOs and board members seeking to integrate cybersecurity into strategic decision-making.
- Cyber Security Education & Global Certifications - Through the Codec Centre for Professional Excellence, we deliver Post Graduate Certification in Advanced Cybersecurity (PGCAC), Graduate Certification in Advanced Cybersecurity (GCAC), Accredited Trainings & Certifications from EC Council, PECB, TUV, Quality Austria, ISACA and ISC2 - building the next generation of cybersecurity leaders.
- CERT-IN empaneled Information Security Auditing Organization
- NICSI empaneled for providing Application Audit and Compliance Services under Start-Up Category
- An ISO/IEC 27001:2022 certified company, has established Information Security Management System (ISMS), demonstrating a structured approach to manage and protect sensitive information from cyber threats.
- An ISO 20000 IT Service Management (ITSM) company, ensure high-quality and reliable service delivery to clients on our products and services offered.
- An ISO 9001 certified company, has established and maintains a certified Quality Management System (QMS) that meets international standards for quality and consistency
At Codec Networks, our foundation is built on deep technical mastery, certified expertise, and an unrelenting pursuit of cyber excellence. With a team of globally accredited professionals, advanced methodologies, and next-generation tools, we deliver measurable security outcomes across assessment, compliance, monitoring, and forensic domains. Our competency-driven approach ensures every engagement is governed by precision, accountability, and alignment with international standards — empowering enterprises to stay secure, compliant, and resilient.
Governance, Risk & Compliance (GRC) Competency
Codec Networks’ dedicated Governance, Risk & Compliance (GRC) group specializes in security assessments, risk management, regulatory compliance, and audit readiness. The team partners with organizations to strengthen governance frameworks and ensure end-to-end compliance in a complex regulatory landscape.
Key Attributes:
- Team of certified auditors and consultants with credentials including ISO 27001 LA/LI, ISO 31000 Risk Specialist, ISO 27701 PIMS, GDPR, SOC 2, HIPAA, CCPA, DPO, CISA, CISM, CRISC, CISSP and other advanced industry certifications.
- Expertise in enterprise risk quantification, privacy impact assessment (PIA/DPIA), audit automation, and supply chain risk mapping.
- Proven track record in implementing ISO-based ISMS/PIMS frameworks, RBI/SEBI/IRDAI audits, and cross-border data compliance projects.
Vulnerability Assessment & Penetration Testing (VAPT) Expertise
Our VAPT teams bring extensive technical depth across Web, Mobile, API, Cloud, Network, Database, Infrastructure, IoT, and People & Process domains. Every engagement is mapped to OWASP, NIST, MITRE ATT&CK, ISO 27001, PCI DSS, HIPAA, RBI, and GDPR frameworks — ensuring real-world relevance and compliance alignment.
Core Strengths:
- Certified professionals with CEH, C-PENT, LPT, OSCP, OSWE, OSEE, and CREST credentials, averaging 7–10 years of offensive security experience.
- Proven expertise in Red/Blue/Purple Teaming, DevSecOps, secure SDLC, and threat emulation.
- Continuous skill enhancement through CTFs, hackathons, and product certifications (on case to case basis) such as CCNA, CCNP etc.
Managed SOC & Threat Intelligence Operations
Codec Networks operates a 24/7 Managed Security Operations Center (SOC) delivering continuous visibility, detection, and response across hybrid environments. Our SOC integrates SIEM, SOAR, EDR/XDR, and Cloud-Native Analytics to ensure rapid threat detection, incident containment, and business continuity.
Key Capabilities:
- Certified SOC analysts with credentials such as CHFI, CEH, CompTIA CySA+, GCIA, GCFA, and Splunk Certified Architect.
- Integration with platforms like Splunk, QRadar, SentinelOne, CrowdStrike, Elastic, Microsoft Sentinel, and Cortex XSOAR.
- Advanced use cases include cloud posture management, insider threat analytics, MITRE ATT&CK–aligned detections, and threat hunting automation.
- Comprehensive SOC Maturity Assessments and Threat Intelligence Fusion through integration with global feeds and dark web monitoring.
Cyber Forensics & Threat Analysis Expertise
Our Cyber Forensic Division delivers end-to-end investigation, evidence preservation, and digital analysis services — designed to support law enforcement, corporate forensics, and internal response teams. We combine forensic science with cyber intelligence to identify root causes, trace adversaries, and restore operational integrity.
Core Expertise Areas:
- Device, Network, Cloud, and Mobile Forensics – leveraging latest forensic tools (wherever applicable) such as Autopsy, Cyber Triage, Kape, EnCase, FTK, Magnet AXIOM, and Cellebrite.
- Malware Reverse Engineering and Memory Forensics for incident containment and threat attribution.
- Blockchain & Crypto Forensics – tracing DeFi fraud, NFT manipulation, and crypto laundering activities using Chainalysis, TRM Labs, and Elliptic (wherever applicable).
- Incident Response Support – forensic readiness, eDiscovery, evidence preservation, aligned with ISO/IEC 27037 & 27043.
- Certified experts including CHFI, eCIR, eCDFP, GCFE, GCFA, EnCE, CFCE and ECIH, ensuring investigations meet both technical and legal standards.
Advanced Tools, Frameworks & Continuous Innovation
Codec Networks leverages industry-leading tools and platforms such as Burp Suite Pro, Nessus, Prisma Cloud, Splunk, QRadar, CrowdStrike, SentinelOne, Autopsy, Chainalysis, MythX, and Prowler (wherever applicable) ensuring accuracy, scalability, and efficiency.
Our methodologies align with globally recognized frameworks including:
- MITRE ATT&CK & D3FEND
- OWASP Top 10 / MASVS / ASVS
- NIST Cybersecurity Framework & SP 800-115
- ISO/IEC 27001, 27701, 31000, 22301
Through ongoing research, Codec Networks continually evolves to address modern threats — from Generative AI prompt attacks and smart contract exploits to IoT zero-days, metaverse impersonation, and quantum-era vulnerabilities.
Compliance-Driven Deliverables
All technical engagements and reports are mapped to major global and Indian compliance frameworks — including ISO 27001, PCI DSS, HIPAA, GDPR, RBI-CSF, SEBI, IRDAI, and DPDPA 2023. Our structured technical and executive reports support board-level visibility, audit evidence, and certification readiness, ensuring that every engagement drives both technical assurance and regulatory confidence.
Codec Networks – Certified Competence. Proven Expertise. Real-World Cyber Resilience. Empowering enterprises through advanced security engineering, continuous monitoring, and forensic intelligence.
At Codec Networks, we believe that cybersecurity excellence is not achieved through tools alone — it is built through methodical delivery, risk-based insight, and measurable outcomes. Our Agile and Modular 8-Stage Delivery Methodology ensures that every engagement — from rapid risk assessments to full-scale ISMS implementations — is structured, standards-aligned, and business-focused.
Agile & Modular Methodology
Our delivery framework integrates global best practices with localized regulatory insight, ensuring each engagement is executed with clarity, accountability, and precision. Clients benefit from seamless onboarding, milestone-driven execution, and transparent reporting throughout the lifecycle.
- Discovery & Scoping: Collaborative workshops to understand business context, IT landscape, compliance obligations, and risk appetite, forming the foundation of a well-defined project scope.
- Risk Profiling & Gap Assessment: Comprehensive evaluation of people, process, and technology controls aligned with ISO 27001, NIST CSF, GDPR, HIPAA, DPDPA 2023, RBI, and PCI DSS.
- Regulatory Mapping & Framework Alignment: Mapping organizational obligations against applicable standards and laws — from ISO & NIST to RBI, SEBI, IRDAI, UIDAI, and DPDPA — including new-age frameworks like ISO 42001 (AI) and FATF for emerging technologies.
- Security Architecture & Control Design: Designing or refining network, cloud, and data security architectures with controls tailored for cloud, AI, OT/ICS, and Web3.0 environments.
- Documentation & Policy Development: Creation and refinement of Policies, SOPs, Risk Registers, DPIAs, Incident Response Plans, and Governance Documents, ensuring audit readiness and legal compliance.
- Implementation & Risk Treatment: Execution of remediation roadmaps, vendor risk management, privacy engineering, and workforce training to mitigate gaps and operationalize security controls.
- Validation, Testing & Audit Readiness: Conducting mock audits, VAPT, forensic readiness, and compliance testing to validate effectiveness and prepare for certifications.
- Governance Reporting & Continual Improvement: Delivering executive dashboards, compliance scorecards, and board-level insights with ongoing advisory through vCISO and DPO-as-a-Service models.
Risk-Based & Business-Oriented Audit Approach
Our methodology goes beyond testing systems — it focuses on how vulnerabilities translate into business, reputational, and compliance risks.
- Deliver Deep Insight: Actionable intelligence into vulnerabilities, attack paths, business impact, and remediation priorities.
- Extend Beyond Tools: Manual and contextual assessments combining automation with human expertise across government, financial, and commercial sectors.
- Actionable Reporting: Executive-friendly reports that translate complex findings into strategic, risk-aware recommendations.
- Efficient Execution: Critical assets prioritized for testing to deliver maximum value within tight engagement windows.
Outcome-Driven Engagements for Security Maturity
Each stage is modular yet interconnected, adaptable to enterprises of any scale or industry. Whether it’s a cloud-native fintech pursuing SOC 2, a healthcare provider ensuring HIPAA alignment, or a bank meeting RBI-CSF requirements, Codec Networks ensures consistency, compliance, and measurable improvement.
Beyond certification checklists, our Post-Audit Support and Continuous Risk Monitoring provide remediation guidance, breach response playbooks, staff training, and ongoing compliance tracking — building sustainable security posture and resilient business continuity.
Codec Networks – Turning Compliance into a Competitive Advantage. Structured. Measurable. Secure. Always Aligned with Your Business Goals.
At Codec Networks, our clients are not just audit subjects — they are long-term partners in a shared cybersecurity journey. Every engagement is designed around the client’s business priorities, security maturity, and risk appetite, ensuring solutions that are relevant, practical, and results-driven.
With a legacy of 650+ successful engagements across industries such as Banking, Fintech, Healthcare, Telecom, Energy, Aviation, Manufacturing, E-commerce, and Government, Codec Networks has attempted to become a trusted advisor for organizations seeking to transform compliance into resilience.
Our engagement philosophy extends beyond conventional audits. We integrate strategic advisory, technical assurance, remediation support, and continuous compliance monitoring, creating a full lifecycle relationship rather than a one-time service. Clients benefit from:
- Personalized advisory frameworks tailored to their business model and operational scale.
- Collaborative engagement models featuring joint workshops, stakeholder training, and compliance awareness sessions.
- Board-level guidance and reporting that translates complex technical findings into actionable business intelligence.
- Transparent communication channels with dedicated project managers, secure digital workspaces, and real-time status dashboards.
By combining the objectivity of an auditor with the empathy of an advisor, Codec Networks builds trust, accountability, and measurable security growth. Our commitment is simple — to deliver cybersecurity as a continuous partnership, not a periodic project.
Codec Networks – Where Advisory Meets Assurance. Empowering Clients Through Partnership, Transparency, and Trust.
At Codec Networks, integrity, professionalism, and ethical responsibility form the cornerstone of every engagement. As a trusted strategic partner in cybersecurity, we operate within the highest standards of ethical conduct, legal compliance, and regulatory governance, ensuring our services strengthen both our clients’ defenses and their reputations.
We adhere to a strict ethical code of conduct, driven by transparency, independence, and accountability. Every consultant, auditor, and engineer within Codec Networks upholds the core security triad of Confidentiality, Integrity, and Availability (CIA) — ensuring data protection, operational reliability, and business continuity at all times.
Our professional ethos blends technical excellence with moral responsibility, following structured processes, defined service standards, and adherence to international and national regulatory frameworks.
Our Ethical & Professional Commitments
- Zero-Compromise Consulting: We maintain independence, neutrality, and confidentiality across all audits and advisory engagements.
- Legal & Regulatory Conformance: We assist clients to conform strictly within the boundaries of applicable cyber laws, privacy regulations, and data protection statutes.
- Client-First Philosophy: Every recommendation is designed to safeguard stakeholder interests, minimize legal exposure, and build sustainable resilience.
- Outcome-Driven Security Maturity: Our modular yet integrated delivery approach supports organizations of all sizes in achieving measurable improvements in security posture.
- Global Delivery, Local Integrity: Our Global Network Delivery Model integrates international best practices with local regulatory expertise — ensuring value-driven, compliant outcomes.
Industry-Specific Security Advisory
Recognizing that every sector faces distinct threats and compliance challenges, Codec Networks provides customized, industry-aligned security advisory across BFSI, Fintech, Telecom, Healthcare, Energy, Aviation, E-commerce, Government, and Critical Infrastructure domains.
Our sector-specific consulting translates regulatory complexity into practical, business-aware strategies, ensuring risk mitigation plans are compliant, auditable, and operationally feasible.
Our Commitment
With a zero-tolerance approach to ethical compromise, Codec Networks stands for trust, transparency, and truth in cybersecurity. We are more than consultants — we are custodians of digital integrity, committed to helping organizations navigate risk, maintain compliance, and enable secure business growth.
Codec Networks – Where Integrity Meets Innovation. Trusted. Ethical. Future-Ready.
At Codec Networks, we combine the strength of a global delivery ecosystem with the precision of local regulatory insight to deliver cybersecurity solutions that are both internationally benchmarked and regionally compliant.
Our Global Delivery Capability enables clients across continents to access specialized cybersecurity expertise, advanced technologies, and globally aligned methodologies. Through a distributed network of certified professionals, partner alliances, and intelligence centers, Codec Networks ensures consistent service quality and rapid response across time zones and geographies.
What truly differentiates us is our Local Expertise — a deep understanding of national regulations, industry frameworks, and operational nuances that shape cybersecurity implementation in each region.
Our hybrid delivery model blends remote and on-site collaboration, combining the agility of digital operations with the contextual understanding of local consultants. This ensures culturally aligned communication, faster problem resolution, and seamless coordination with client teams.
With a presence across India, Codec Networks empowers global enterprises to manage cybersecurity uniformly while adapting to local risks, regulations, and realities.
Codec Networks – Global Vision. Local Precision. Consistent Cyber Resilience.
“With Codec Networks, you’re not just buying a service — you’re investing in a cybersecurity ally who understands your business, defends your reputation, and strengthens your future.”
At Codec Networks, we believe cybersecurity is not a project — it’s a partnership. Our approach is built on trust, transparency, and transformation, helping clients evolve from compliance readiness to cyber resilience.
Your Strategic Security Partner
Codec Networks acts as a strategic security partner, providing continuous roadmap development, architecture reviews, and improvement programs that evolve with your business and the threat landscape.
“We don’t just secure businesses — we empower them to lead with confidence in a digital-first world.”
Our strength lies in the fusion of technical depth, regulatory insight, industry specialization, and future readiness — providing unmatched cybersecurity value to enterprises across India and beyond.
Codec Networks – Certified Competence. Proven Expertise. Real-World Cyber Resilience. Empowering enterprises through advanced security engineering, continuous monitoring, and forensic intelligence.
Every engagement reflects our belief that advisory must meet assurance — a promise we deliver through partnership, integrity, and measurable impact.
Codec Networks – Where Advisory Meets Assurance. Empowering Clients Through Partnership, Transparency, and Trust.
And above all —
“Decoding Threats. Coding Solutions.” That’s the Codec Networks Advantage.
WHAT OUR CUSTOMERS SAY
Every customer testimonial is proof of our commitment, highlighting security,
compliance, and resilience enabled by Codec Networks’ services.
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“Vijay Pratap is a passionate Software Developer specializing in building scalable web applications and APIs. He enjoys solving complex problems with clean”
Vijay Pratap
Developer -
“Deepak Baghel is a passionate Frontend Developer specializing in building responsive, accessible interfaces. He enjoys solving complex problems with clean”
Deepak Baghel
Frontend Developer -
“Saurav is a passionate DevOps engineer specializing in building resilient, automated delivery pipelines. He enjoys solving complex problems with clean”
Saurav
DevOps
“Vijay Pratap is a passionate Software Developer specializing in building scalable web applications and APIs. He enjoys solving complex problems with clean”
Vijay Pratap
Developer
“Deepak Baghel is a passionate Frontend Developer specializing in building responsive, accessible interfaces. He enjoys solving complex problems with clean”
Deepak Baghel
Frontend Developer
“Saurav is a passionate DevOps engineer specializing in building resilient, automated delivery pipelines. He enjoys solving complex problems with clean”
Saurav
DevOpsFREQUENTLY ASKED QUESTION
Asking the right questions is the first step toward security; our FAQs
The Guidelines apply to all insurers, including Foreign Reinsurance Branches, and specified insurance intermediaries such as brokers, corporate agents, web aggregators, TPAs, IMFs, insurance repositories, ISNP operators, corporate surveyors, MISPs, CSCs and the Insurance Information Bureau of India. Exact applicability depends on the entity category and Annexures I and II. Individual agents, POSPs and individual surveyors are not directly covered in the same manner, but insurers must oversee their minimum security requirements.
Yes. Applicable regulated entities are required to undergo an annual independent information and cybersecurity assurance audit in accordance with IRDAI Section 1.10. Audit timing, report format, governance review and submission requirements vary according to the type of regulated entity.
The auditor must satisfy the applicable eligibility and independence requirements prescribed by IRDAI, including Annexure IV, and relevant CERT-In requirements. The auditee should verify the auditing organization’s current empanelment status, approved capabilities, declared resources, independence and relevant insurance-sector experience before appointment.
Not necessarily. The applicable control universe depends on the regulated entity’s classification and Annexures I and II. Any control marked “Not Applicable” should have a documented and supportable rationale; mandatory applicable controls cannot be excluded merely because a system is outsourced, cloud-hosted, group-managed or operated by a third party.
Insurance intermediaries are generally required to provide the applicable audit report and governance comments to their insurer or insurers within 30 days of audit completion. Insurers are generally required to submit the signed report and Board comments to IRDAI within 90 days from the end of the financial year or 30 days from audit completion, whichever is earlier. The latest IRDAI directions applicable on the submission date should always be checked.
The audit may cover cybersecurity governance, risk management, information assets, identity and access management, data protection, application security, infrastructure, cloud services, security monitoring, incident response, business continuity, disaster recovery, third-party security, privacy and regulatory reporting. Final coverage is based on the auditee’s applicable control universe and approved engagement scope.
Typical evidence includes policies, procedures, asset and vendor inventories, risk registers, committee minutes, access records, configurations, logs, vulnerability and patch records, incident reports, VAPT reports, backup and restoration results, BCP/DR exercise records, contracts, SLAs and regulatory submissions. Evidence should be current, complete, traceable to its source and available through approved secure channels.
Codec Networks considers regulatory significance, business criticality, policyholder impact, information sensitivity, cyber exposure, previous incidents, control failures, technology changes and third-party dependencies. Higher-risk areas receive deeper testing and larger samples, but risk-based prioritisation does not remove mandatory IRDAI controls from the applicable audit scope.
VAPT is a distinct technical assessment with separate scope, frequency, authorization and reporting requirements. Where included in the engagement, it is conducted under written Rules of Engagement. Existing VAPT reports may be reviewed as audit evidence, but their scope, environment, methodology, auditor eligibility, findings and remediation status must be independently validated.
Audit information is handled under agreed confidentiality, access, retention, secure-transmission and disposal requirements. Reports and evidence are shared only with authorized recipients, subject to applicable legal, regulatory and CERT-In disclosure obligations. Technical testing is performed only after written authorization and within agreed safety restrictions.
Depending on the agreed scope, deliverables may include an applicability memorandum, risk-based audit plan, evidence index, completed Annexure III checklist, detailed audit report, executive or Board summary, management action plan, applicable Annexure V or VI certificate and remediation-revalidation report.
Findings are evaluated using the applicable IRDAI Annexure III design-and-effectiveness methodology. The rating considers regulatory significance, likelihood, business and policyholder impact, exposure, affected population, duration, recurrence and available compensating controls. Each reportable observation is supported by objective evidence and a documented rating rationale.
No. An audit certificate is issued only when supported by sufficient and appropriate evidence and subject to the prescribed certificate conditions. Scope limitations, unresolved findings, unavailable evidence or material control failures may result in qualifications, limitations or non-issuance of an unqualified certificate.
The auditee organization remains responsible for corrective actions, target dates, interim safeguards and residual-risk acceptance. Codec Networks may recommend required security outcomes and subsequently revalidate completed actions, but closure is reported only when implementation and operating effectiveness are supported by satisfactory evidence.
No. The audit is an independent, point-in-time assessment of the agreed scope and evidence made available. It does not constitute legal advice, IRDAI or CERT-In certification, endorsement or guaranteed regulatory acceptance, and it cannot guarantee identification of every vulnerability or prevention of future incidents. Continued compliance remains the responsibility of the auditee organization.
The Guidelines apply to all insurers, including Foreign Reinsurance Branches, and specified insurance intermediaries such as brokers, corporate agents, web aggregators, TPAs, IMFs, insurance repositories, ISNP operators, corporate surveyors, MISPs, CSCs and the Insurance Information Bureau of India. Exact applicability depends on the entity category and Annexures I and II. Individual agents, POSPs and individual surveyors are not directly covered in the same manner, but insurers must oversee their minimum security requirements.
Yes. Applicable regulated entities are required to undergo an annual independent information and cybersecurity assurance audit in accordance with IRDAI Section 1.10. Audit timing, report format, governance review and submission requirements vary according to the type of regulated entity.
The auditor must satisfy the applicable eligibility and independence requirements prescribed by IRDAI, including Annexure IV, and relevant CERT-In requirements. The auditee should verify the auditing organization’s current empanelment status, approved capabilities, declared resources, independence and relevant insurance-sector experience before appointment.
Not necessarily. The applicable control universe depends on the regulated entity’s classification and Annexures I and II. Any control marked “Not Applicable” should have a documented and supportable rationale; mandatory applicable controls cannot be excluded merely because a system is outsourced, cloud-hosted, group-managed or operated by a third party.
Insurance intermediaries are generally required to provide the applicable audit report and governance comments to their insurer or insurers within 30 days of audit completion. Insurers are generally required to submit the signed report and Board comments to IRDAI within 90 days from the end of the financial year or 30 days from audit completion, whichever is earlier. The latest IRDAI directions applicable on the submission date should always be checked.
The audit may cover cybersecurity governance, risk management, information assets, identity and access management, data protection, application security, infrastructure, cloud services, security monitoring, incident response, business continuity, disaster recovery, third-party security, privacy and regulatory reporting. Final coverage is based on the auditee’s applicable control universe and approved engagement scope.
Typical evidence includes policies, procedures, asset and vendor inventories, risk registers, committee minutes, access records, configurations, logs, vulnerability and patch records, incident reports, VAPT reports, backup and restoration results, BCP/DR exercise records, contracts, SLAs and regulatory submissions. Evidence should be current, complete, traceable to its source and available through approved secure channels.
Codec Networks considers regulatory significance, business criticality, policyholder impact, information sensitivity, cyber exposure, previous incidents, control failures, technology changes and third-party dependencies. Higher-risk areas receive deeper testing and larger samples, but risk-based prioritisation does not remove mandatory IRDAI controls from the applicable audit scope.
VAPT is a distinct technical assessment with separate scope, frequency, authorization and reporting requirements. Where included in the engagement, it is conducted under written Rules of Engagement. Existing VAPT reports may be reviewed as audit evidence, but their scope, environment, methodology, auditor eligibility, findings and remediation status must be independently validated.
Audit information is handled under agreed confidentiality, access, retention, secure-transmission and disposal requirements. Reports and evidence are shared only with authorized recipients, subject to applicable legal, regulatory and CERT-In disclosure obligations. Technical testing is performed only after written authorization and within agreed safety restrictions.
Depending on the agreed scope, deliverables may include an applicability memorandum, risk-based audit plan, evidence index, completed Annexure III checklist, detailed audit report, executive or Board summary, management action plan, applicable Annexure V or VI certificate and remediation-revalidation report.
Findings are evaluated using the applicable IRDAI Annexure III design-and-effectiveness methodology. The rating considers regulatory significance, likelihood, business and policyholder impact, exposure, affected population, duration, recurrence and available compensating controls. Each reportable observation is supported by objective evidence and a documented rating rationale.
No. An audit certificate is issued only when supported by sufficient and appropriate evidence and subject to the prescribed certificate conditions. Scope limitations, unresolved findings, unavailable evidence or material control failures may result in qualifications, limitations or non-issuance of an unqualified certificate.
The auditee organization remains responsible for corrective actions, target dates, interim safeguards and residual-risk acceptance. Codec Networks may recommend required security outcomes and subsequently revalidate completed actions, but closure is reported only when implementation and operating effectiveness are supported by satisfactory evidence.
No. The audit is an independent, point-in-time assessment of the agreed scope and evidence made available. It does not constitute legal advice, IRDAI or CERT-In certification, endorsement or guaranteed regulatory acceptance, and it cannot guarantee identification of every vulnerability or prevention of future incidents. Continued compliance remains the responsibility of the auditee organization.